Form 8.5 EPT/Non RI ALPHAWAVE IP GROUP - Replace

FORM 8.5 (EPT/NON-RI) Amendment - this form replaces RNS number 6155M published at 11:48 on 12/06/2025, changes made to section 2A,3A

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

ALPHAWAVE IP GROUP PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

ALPHAWAVE IP GROUP PLC

(d)

Date position held/dealing undertaken:

11 Jun 2025

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

YES: Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm Incorporated)

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

1p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

14,540,536

1.90%

11,052,075

1.45%

(2) Cash-settled derivatives:

9,192,882

1.20%

14,194,112

1.86%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

23,733,418

3.11%

25,246,187

3.31%

Class of relevant security:

Senior unsecured convertible bond

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

3,200,000

2.13%

0

0.00%

(2) Cash-settled derivatives:

0

0.00%

0

0.00%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

3,200,000

2.13%

0

0.00%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

1p ordinary

Purchase

4795844

1.8229 GBP

1.7850 GBP

1p ordinary

Sale

1618864

1.8160 GBP

1.7495 GBP

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

1p ordinary

SWAP

Increasing Short

57,500

1.7850 USD

1p ordinary

SWAP

Increasing Short

23,000

1.8229 USD

1p ordinary

SWAP

Increasing Long

115,200

1.7495 GBP

1p ordinary

SWAP

Increasing Long

110

1.7995 GBP

1p ordinary

SWAP

Increasing Long

113

1.8037 GBP

1p ordinary

SWAP

Increasing Long

7,538

1.8039 GBP

1p ordinary

SWAP

Increasing Long

284,194

1.8040 GBP

1p ordinary

SWAP

Increasing Long

39,266

1.8050 GBP

1p ordinary

SWAP

Increasing Long

123,456

1.8060 GBP

1p ordinary

SWAP

Increasing Long

91,300

1.8061 GBP

1p ordinary

SWAP

Increasing Long

16,566

1.8065 GBP

1p ordinary

SWAP

Increasing Long

2,241

1.8068 GBP

1p ordinary

SWAP

Increasing Long

25,927

1.8083 GBP

1p ordinary

SWAP

Increasing Long

250,000

1.8090 GBP

1p ordinary

SWAP

Increasing Long

3,839

1.8100 GBP

1p ordinary

SWAP

Increasing Long

14,937

1.8122 GBP

1p ordinary

SWAP

Increasing Long

15,196

1.8128 GBP

1p ordinary

SWAP

Increasing Long

25,000

1.8156 USD

1p ordinary

SWAP

Opening Short

2,000,000

1.7854 USD

1p ordinary

SWAP

Increasing Short

185,000

1.7907 USD

1p ordinary

SWAP

Increasing Short

37,222

1.7917 GBP

1p ordinary

SWAP

Increasing Short

38,400

1.7952 GBP

1p ordinary

SWAP

Increasing Short

19,200

1.7962 GBP

1p ordinary

SWAP

Increasing Short

15,000

1.7984 USD

1p ordinary

SWAP

Increasing Short

19,200

1.7994 GBP

1p ordinary

SWAP

Increasing Short

38,400

1.8002 GBP

1p ordinary

SWAP

Increasing Short

38,400

1.8003 GBP

1p ordinary

SWAP

Increasing Short

57,600

1.8021 GBP

1p ordinary

SWAP

Increasing Short

45,821

1.8037 GBP

1p ordinary

SWAP

Increasing Short

232,910

1.8040 GBP

1p ordinary

SWAP

Increasing Short

23,691

1.8041 GBP

1p ordinary

SWAP

Increasing Short

429,535

1.8046 GBP

1p ordinary

SWAP

Increasing Short

38,400

1.8048 GBP

1p ordinary

SWAP

Increasing Short

19,200

1.8053 GBP

1p ordinary

SWAP

Increasing Short

140,953

1.8055 GBP

1p ordinary

SWAP

Increasing Short

391,323

1.8059 GBP

1p ordinary

SWAP

Increasing Short

1,071

1.8070 GBP

1p ordinary

SWAP

Increasing Short

198,692

1.8077 GBP

1p ordinary

SWAP

Increasing Short

164,204

1.8078 GBP

1p ordinary

SWAP

Increasing Short

24,378

1.8079 GBP

1p ordinary

SWAP

Increasing Short

62,177

1.8083 GBP

1p ordinary

SWAP

Increasing Short

49,072

1.8085 GBP

1p ordinary

SWAP

Increasing Short

38,400

1.8092 GBP

1p ordinary

SWAP

Increasing Short

40,173

1.8093 GBP

1p ordinary

SWAP

Increasing Short

1,739

1.8095 GBP

1p ordinary

SWAP

Increasing Short

986,547

1.8109 GBP

1p ordinary

SWAP

Increasing Short

10,336

1.8114 GBP

1p ordinary

SWAP

Increasing Short

96,000

1.8123 GBP

1p ordinary

SWAP

Increasing Short

500,000

1.8176 USD

1p ordinary

CFD

Increasing Short

3,000

1.7801 GBP

1p ordinary

CFD

Increasing Short

40,356

1.8021 GBP

1p ordinary

SWAP

Opening Short

125,000

1.8070 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

13 Jun 2025

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213