Form 8.3 - Anglo American plc

3rd May 2024 14:09

RNS Number : 2313N
BNP Paribas London
03 May 2024
 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

 

 (a) Full name of discloser:

 

BNP Paribas SA

 (b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 (c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Anglo American plc

 (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 (e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

02/05/2024

 (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

Yes: BHP Group Limited

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)

Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

GB00B1XZS820 (USD 0.54945 ordinary)

 

 

 

Interests

 

Short Positions

 

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

24,663,868

1.84

-21,165,036

-1.58

(2) Cash-settled derivatives:

 

2,729,664

.20

-5,907,815

-.44

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

3,357,000

.25

-1,581,900

-.12

TOTAL:

30,750,532

2.30

-28,654,751

-2.14

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)

Rights to subscribe for new securities (including directors'' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)

Purchases and sales

 

Class of relevant

security

Purchase/sale

Number of

securities

Price per unit

GB00B1XZS820

Sale

-2,982

26.6150 GBP

GB00B1XZS820

Sale

-1

26.6150 GBP

GB00B1XZS820

Purchase

45

26.6150 GBP

GB00B1XZS820

Sale

-172,496

26.6150 GBP

GB00B1XZS820

Sale

-275

26.6150 GBP

GB00B1XZS820

Purchase

123

26.6150 GBP

GB00B1XZS820

Sale

-3,189

26.6150 GBP

GB00B1XZS820

Purchase

1,648

26.6150 GBP

GB00B1XZS820

Purchase

44

26.6150 GBP

GB00B1XZS820

Purchase

670

26.6150 GBP

GB00B1XZS820

Sale

-55,039

26.6150 GBP

GB00B1XZS820

Purchase

129

26.6150 GBP

GB00B1XZS820

Purchase

3,019

26.6150 GBP

GB00B1XZS820

Sale

-483

26.6150 GBP

GB00B1XZS820

Purchase

4

26.6150 GBP

GB00B1XZS820

Sale

-1,938

26.6150 GBP

GB00B1XZS820

Purchase

3,731

26.6150 GBP

GB00B1XZS820

Purchase

24,352

26.6150 GBP

GB00B1XZS820

Sale

-902

26.6150 GBP

GB00B1XZS820

Purchase

2,295

26.6150 GBP

GB00B1XZS820

Sale

-95

26.6150 GBP

GB00B1XZS820

Sale

-46

26.6150 GBP

GB00B1XZS820

Sale

-45

26.6150 GBP

GB00B1XZS820

Sale

-3,928

26.6150 GBP

GB00B1XZS820

Purchase

1,164

26.6150 GBP

GB00B1XZS820

Sale

-1,490

26.6150 GBP

GB00B1XZS820

Purchase

1,449

26.6150 GBP

GB00B1XZS820

Purchase

16,135

26.6150 GBP

GB00B1XZS820

Purchase

55,754

26.6150 GBP

GB00B1XZS820

Purchase

2,469

26.6150 GBP

GB00B1XZS820

Sale

-7,982

26.6150 GBP

 

(b)

Cash-settled derivative transactions

 

Class of

relevant

security

Product

description

e.g. CFD

Nature of dealing

e.g. opening/closing a

long/short position

increasing/reducing a

long/short position

Number of

references

securities

Price per

unit

GB00B1XZS820

Contract for Difference

Opening Short Position

-3,731

26.6150 GBP

GB00B1XZS820

Contract for Difference

Closing Short Position

774

26.6150 GBP

GB00B1XZS820

Contract for Difference

Increasing Short Position

-1,116

26.6150 GBP

GB00B1XZS820

Contract for Difference

Increasing Short Position

-16,135

26.6150 GBP

GB00B1XZS820

Contract for Difference

Reducing Long Position

-24,352

26.6150 GBP

GB00B1XZS820

Contract for Difference

Reducing Long Position

-56,867

26.6150 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

5,617

26.6150 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

31,448

26.6150 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

9,165

26.6150 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

4,123

26.6150 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

14,319

26.6150 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

4,164

26.6150 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

4,025

26.6150 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

26,911

26.6150 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

6,777

26.6150 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

22,897

26.6150 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

6,394

26.6150 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

3,145

26.6150 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

8,105

26.6150 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

40

26.6150 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

275

26.6150 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

14,679

26.6150 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

9,321

26.6150 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

1,416

26.6150 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

791

26.6150 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

339

26.6150 GBP

GB00B1XZS820

Contract for Difference

Reducing Short Position

7,982

26.6150 GBP

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

of

relevant

security

Product

description

e.g. call

option

Writing,

purchasing,

selling,

varying etc.

Number

of

securities

to which

option

relates

Exercise

price

per unit

Type

e.g.

American

European

etc.

Expiry

date

Option

money

paid/

received

per unit

GB00B1XZS820

Long Call Option

Increasing Long Position

102,000

26.6150 GBP

european

21/06/2024

 

(ii)

Exercise

 

Class of

relevant

security

Product

description

e.g. call option

Exercising/

exercised

against

Number of

securities

Exercise price

per unit

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if

applicable)

 

 

 

 

 

 

 

 

 

4.

Other Information

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b)

Indemnity and other dealing arrangements

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which

any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c)

Attachments

 

Is a supplemental Form 8 (Open Positions) attached?

 

Yes

 

 

Date of Disclosure:

 

03/05/2024

Contact Name

 

Compliance Control Room

Telephone Number:

 

0207 595 9695

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk

 

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,

AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

 

 Full name of person making disclosure:

 

BNP Paribas SA

 Name of offeror/offeree in relation to whose

 relevant securities the disclosure relates:

Anglo American plc

 

2.

STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

Class of

relevant

security

Product

description

e.g. call

option

Written or

purchased

Number of

securities

to which

option or

derivative

relates

Exercise

price

per unit

Type

e.g.

American,

European

etc.

Expiry

date

USD 0.54945 ordinary (GB00B1XZS820)

Call Option

W

-50000

26.615

american

20/12/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

W

150000

26.615

american

20/12/2024

USD 0.54945 ordinary (GB00B1XZS820)

Call Option

W

-180000

26.615

american

19/12/2025

USD 0.54945 ordinary (GB00B1XZS820)

Call Option

P

325000

26.615

american

20/09/2024

USD 0.54945 ordinary (GB00B1XZS820)

Call Option

P

50000

26.615

american

17/05/2024

USD 0.54945 ordinary (GB00B1XZS820)

Call Option

P

50000

26.615

american

21/06/2024

USD 0.54945 ordinary (GB00B1XZS820)

Call Option

W

-450000

26.615

american

21/06/2024

USD 0.54945 ordinary (GB00B1XZS820)

Call Option

P

102000

26.615

european

21/06/2024

USD 0.54945 ordinary (GB00B1XZS820)

Call Option

W

-50000

26.615

american

20/12/2024

USD 0.54945 ordinary (GB00B1XZS820)

Call Option

P

30000

26.615

american

20/12/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

W

150000

26.615

american

20/12/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

W

37000

26.615

american

20/12/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

W

250000

26.615

american

20/12/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-9000

26.615

american

20/06/2025

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-64000

26.615

american

20/12/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-1000

26.615

american

20/09/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-36000

26.615

american

21/06/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-132000

26.615

american

17/05/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

W

200000

26.615

american

21/06/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

W

500000

26.615

american

20/12/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-9000

26.615

american

20/12/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-24000

26.615

american

20/06/2025

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-9000

26.615

american

19/12/2025

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-20000

26.615

american

21/06/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

W

300000

26.615

american

21/06/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-9000

26.615

american

20/12/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-9000

26.615

american

20/12/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-26000

26.615

american

21/06/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-40000

26.615

american

21/06/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-50000

26.615

american

20/06/2025

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-8900

19.18875

european

26/06/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-325000

26.615

american

20/09/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

W

300000

26.615

american

16/08/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-50000

26.615

american

17/05/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

W

150000

16

american

18/12/2026

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

W

400000

26.615

american

20/06/2025

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

W

200000

26.615

american

19/12/2025

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

P

-30000

26.615

american

20/12/2024

USD 0.54945 ordinary (GB00B1XZS820)

Put Option

W

38000

26.615

american

20/12/2024

USD 0.54945 ordinary (GB00B1XZS820)

Call Option

P

125000

26.615

american

20/06/2025

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk

 

 

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