Form 8.5 EPT/Non RI ALPHAWAVE IP GROUP PLC

FORM 8.5 (EPT/NON-RI) Amendment - this form replaces RNS number 4271M published at 12:02 on 11/06/2025, changes made to section 2A,3A

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

ALPHAWAVE IP GROUP PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

ALPHAWAVE IP GROUP PLC

(d)

Date position held/dealing undertaken:

10 Jun 2025

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

YES:Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm Incorporated)

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

1p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

13,035,844

1.68%

12,724,363

1.67%

(2) Cash-settled derivatives:

10,857,998

1.42%

10,682,211

1.40%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

23,893,842

3.10%

23,406,574

3.07%

Class of relevant security:

Senior unsecured convertible bond

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

3,200,000

2.13%

0

0.00%

(2) Cash-settled derivatives:

0

0.00%

0

0.00%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

3,200,000

2.13%

0

0.00%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

1p ordinary

Purchase

4681102

1.7984 GBP

1.7508 GBP

1p ordinary

Sale

2748602

1.7910 GBP

1.7390 GBP

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

1p ordinary

SWAP

Opening Short

94,300

1.8008 USD

1p ordinary

SWAP

Increasing Long

46,543

1.7390 GBP

1p ordinary

SWAP

Increasing Long

38,400

1.7737 GBP

1p ordinary

SWAP

Increasing Long

1,000

1.7750 GBP

1p ordinary

SWAP

Increasing Long

10,876

1.7752 GBP

1p ordinary

SWAP

Increasing Long

1,000

1.7760 GBP

1p ordinary

SWAP

Increasing Long

18,975

1.7810 USD

1p ordinary

SWAP

Increasing Long

40,475

1.7813 GBP

1p ordinary

SWAP

Increasing Long

5,596

1.7829 GBP

1p ordinary

SWAP

Increasing Long

43,495

1.7830 GBP

1p ordinary

SWAP

Increasing Long

166,744

1.7834 GBP

1p ordinary

SWAP

Increasing Long

13,708

1.7846 GBP

1p ordinary

SWAP

Increasing Long

31,575

1.7860 GBP

1p ordinary

SWAP

Increasing Long

35

1.7862 GBP

1p ordinary

SWAP

Increasing Long

79,099

1.7878 GBP

1p ordinary

SWAP

Increasing Long

19,200

1.7879 GBP

1p ordinary

SWAP

Increasing Long

21,056

1.7887 GBP

1p ordinary

SWAP

Increasing Long

809,475

1.7895 GBP

1p ordinary

SWAP

Increasing Long

19,200

1.7899 GBP

1p ordinary

SWAP

Decreasing Long

41,000

1.7390 USD

1p ordinary

SWAP

Decreasing Long

2,293

1.7508 GBP

1p ordinary

SWAP

Decreasing Long

38,400

1.7748 GBP

1p ordinary

SWAP

Decreasing Long

2,086

1.7822 GBP

1p ordinary

SWAP

Decreasing Long

4,894

1.7827 GBP

1p ordinary

SWAP

Decreasing Long

43,328

1.7830 GBP

1p ordinary

SWAP

Decreasing Long

10,010

1.7856 GBP

1p ordinary

SWAP

Decreasing Long

58,279

1.7864 GBP

1p ordinary

SWAP

Decreasing Long

43,129

1.7865 GBP

1p ordinary

SWAP

Decreasing Long

38,000

1.7874 USD

1p ordinary

SWAP

Decreasing Long

141,563

1.7875 GBP

1p ordinary

SWAP

Decreasing Long

232,887

1.7878 GBP

1p ordinary

SWAP

Decreasing Long

18,482

1.7879 GBP

1p ordinary

SWAP

Decreasing Long

370,323

1.7880 GBP

1p ordinary

SWAP

Decreasing Long

165

1.7891 GBP

1p ordinary

SWAP

Decreasing Long

4,156

1.7894 GBP

1p ordinary

SWAP

Decreasing Long

1,336

1.7900 GBP

1p ordinary

SWAP

Decreasing Long

3,388

1.7913 GBP

1p ordinary

SWAP

Decreasing Long

200,000

1.8001 USD

1p ordinary

SWAP

Opening Short

5,541,798

1.8186 USD

1p ordinary

SWAP

Increasing Short

38,400

1.8226 GBP

1p ordinary

CFD

Decreasing Long

30,161

1.7674 GBP

1p ordinary

CFD

Opening Short

53,472

1.7697 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

13 Jun 2025

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213