Form 8.3 - Alphawave IP Group plc
30th Apr 2025 10:16
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: | Jefferies International Limited |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. |
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(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Alphawave IP Group plc |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure |
29th April 2025 |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" |
Qualcomm Incorporated |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in\ 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
| 1p ordinary | |||
| Interests | Short positions | ||
| Number | % | Number | % |
(1) Relevant securities owned and/or controlled: |
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| 1,546,872 | 0.203 |
(2) Cash-settled derivatives:
| 3,759 | 0.000 | 286,157 | 0.038 |
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
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TOTAL: | 3,759 | 0.000 | 1,833,029 | 0.241 |
Class of relevant security:
| Senior unsecured convertible bond | |||
| Interests | Short positions | ||
| Number | % | Number | % |
(1) Relevant securities owned and/or controlled: | 7,400,000 | 4.933 |
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(2) Cash-settled derivatives:
| 0 | 0.000 | 0 | 0.000 |
(3) Stock-settled derivatives 9,046,722 (including options) and agreements to purchase/sell: |
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TOTAL: | 7,400,000 | 4.933 | 0 | 0.000 |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchase/sale
| Number of securities | Price per unit (GBX) |
1p ordinary | Purchase
Sale
| 63,000 316,000 17,749 152,900 100,000 3,538 38,478 12,217
63,000 73,774 461 10,868 419 8,773 21,204 21,342 10,998 2,093 1,414 911 27,211 31,495 1,302 37,968 20,810 17,714 2,805 468 2,338 818 3,234 47 2,612 9,499 987 2,725 688 1,022 120,496 1,791 121,982 55,743 2,225 541 1,623 847 1,082 10,964 3,179 1,084 394 846 162,649 250,000 2,085 | 117.0000 118.8540 121.8000 122.6460 123.3000 123.3500 123.6500 123.7000
117.0000 118.0000 118.1000 118.1500 118.3500 118.4000 118.4500 118.6000 118.6500 118.9000 119.0500 119.1000 119.1500 119.2000 119.2500 119.3500 119.4000 119.4500 119.5000 119.6500 119.7000 119.7500 119.8000 119.8500 120.0000 120.1000 120.1500 120.2500 120.3000 120.4000 122.4000 123.2000 123.2645 123.3000 123.4000 123.4500 123.5000 123.5500 123.6000 123.6500 123.7000 123.7500 123.8000 123.8500 123.8852 123.8912 123.9000 |
Class of relevant security | Purchase/sale
| Number of securities | Price per unit (USD) |
Senior unsecured convertible bond |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit (GBX) |
1p ordinary | Swap Swap Swap Swap Swap Swap Swap Swap Swap Swap | Reducing a short position Reducing a short position Reducing a short position Reducing a short position Reducing a short position Reducing a short position Reducing a short position Reducing a short position Reducing a short position Reducing a short position | 6,034 20,842 11,366 39,255 47,262 163,234 25,162 86,910 2,825 9,759 | 123.8888 123.8888 123.8888 123.8888 123.8888 123.8888 123.8888 123.8888 123.8888 123.8888 |
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit (GBX) |
Senior Unsecured Convertible Bond |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 30th April 2025 |
| Contact name: | Robin Greenwood |
| Telephone number | 020 7029 8595 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.